-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TtbeAXugLZnXK/CcDrFETDBpFX2G2/rW+GVsU7/hErYbJ+DTKOcXax1CYVrLx/Ts cUDlTGQxRhC2gt6D4+4sxw== 0000908662-98-000114.txt : 19980511 0000908662-98-000114.hdr.sgml : 19980511 ACCESSION NUMBER: 0000908662-98-000114 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980508 SROS: NASD GROUP MEMBERS: GREENBERG SUMMIT MANAGEMENT LLC GROUP MEMBERS: GREENBERG-SUMMIT MANAGEMENT, L.L.C. CIK 0001061226 GROUP MEMBERS: GREENBERG-SUMMIT PARTNERS, L.L.C. CIK 0001061227 GROUP MEMBERS: LAWRENCE D. GREENBERG CIK 0001061225 GROUP MEMBERS: MT. EVEREST FUND L.P. CIK 0001039664 GROUP MEMBERS: MT. EVEREST FUND LIMITED CIK 0001061229 GROUP MEMBERS: MT. EVEREST QP FUND, L.P. CIK 0001061228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RCM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000700841 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 951480559 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38320 FILM NUMBER: 98613830 BUSINESS ADDRESS: STREET 1: 2500 MCCLELLAN AVE STE 350 CITY: PENNSAUKEN STATE: NJ ZIP: 08109 BUSINESS PHONE: 6094861777 MAIL ADDRESS: STREET 1: 2500 MCCLELLAN AVENUE STREET 2: STE 350 CITY: PENNSAUKEN STATE: NJ ZIP: 08109-4613 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENBERG SUMMIT MANAGEMENT LLC CENTRAL INDEX KEY: 0001061226 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 600 ATLANTIC AVENUE SUITE 2800 CITY: BOSTON STATE: MA ZIP: 02210 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RCM TECHNOLOGIES, INC. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.05 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 749360400 ---------------------------------------- (CUSIP Number) April 29, 1998 ----------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule if filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 10 Pages SCHEDULE 13G CUSIP NO. 749360400 Page 2 of 10 Pages - ------- ===================================================================== 1 NAME OF REPORTING PERSON Greenberg-Summit Partners, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3359603 - ------- ===================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - ------- ===================================================================== 3 SEC USE ONLY - ------- ===================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION - Delaware - ------- ===================================================================== NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 308,200 EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON 8 SHARED DISPOSITIVE POWER WITH 308,200 - ------- ===================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 308,200 - ------- ===================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------- ===================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.04% - ------- ===================================================================== 12 TYPE OF REPORTING PERSON* IA - ------- ===================================================================== SCHEDULE 13G CUSIP NO. 749360400 Page 3 of 10 Pages - ------- ===================================================================== 1 NAME OF REPORTING PERSON Greenberg-Summit Management, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3359610 - ------- ===================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - ------- ===================================================================== 3 SEC USE ONLY - ------- ===================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION - Delaware - ------- ===================================================================== NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 400,000 EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON 8 SHARED DISPOSITIVE POWER WITH 400,000 - ------- ===================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 400,000 - ------- ===================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------- ===================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.24% - ------- ===================================================================== 12 TYPE OF REPORTING PERSON* IA - ------- ===================================================================== SCHEDULE 13G CUSIP NO. 749360400 Page 4 of 10 Pages - ------- ===================================================================== 1 NAME OF REPORTING PERSON Mt. Everest Fund, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3359190 - ------- ===================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - ------- ===================================================================== 3 SEC USE ONLY - ------- ===================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION - Delaware - ------- ===================================================================== NUMBER OF 5 SOLE VOTING POWER SHARES 64,400 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH 7 SOLE DISPOSITIVE POWER REPORTING 64,400 PERSON 8 SHARED DISPOSITIVE POWER WITH 0 - ------- ===================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 64,400 - ------- ===================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------- ===================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.20% - ------- ===================================================================== 12 TYPE OF REPORTING PERSON* PN - ------- ===================================================================== SCHEDULE 13G CUSIP NO. 749360400 Page 5 of 10 Pages - ------- ===================================================================== 1 NAME OF REPORTING PERSON Mt. Everest QP Fund, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3359192 - ------- ===================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - ------- ===================================================================== 3 SEC USE ONLY - ------- ===================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION - Delaware - ------- ===================================================================== NUMBER OF 5 SOLE VOTING POWER SHARES 243,800 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH 7 SOLE DISPOSITIVE POWER REPORTING 243,800 PERSON 8 SHARED DISPOSITIVE POWER WITH 0 - ------- ===================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 243,800 - ------- ===================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------- ===================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.19% - ------- ===================================================================== 12 TYPE OF REPORTING PERSON* PN - ------- ===================================================================== SCHEDULE 13G CUSIP NO. 749360400 Page 6 of 10 Pages - ------- ===================================================================== 1 NAME OF REPORTING PERSON Mt. Everest Fund Limited S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------- ===================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - ------- ===================================================================== 3 SEC USE ONLY - ------- ===================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION - Bermuda - ------- ===================================================================== NUMBER OF 5 SOLE VOTING POWER SHARES 91,800 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH 7 SOLE DISPOSITIVE POWER REPORTING 91,800 PERSON 8 SHARED DISPOSITIVE POWER WITH 0 - ------- ===================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 91,800 - ------- ===================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------- ===================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.20% - ------- ===================================================================== 12 TYPE OF REPORTING PERSON* 00 - ------- ===================================================================== SCHEDULE 13G CUSIP NO. 749360400 Page 7 of 10 Pages - ------- ===================================================================== 1 NAME OF REPORTING PERSON Lawrence D. Greenberg S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### - ------- ===================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - ------- ===================================================================== 3 SEC USE ONLY - ------- ===================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION - United States - ------- ===================================================================== NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 400,000 EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON 8 SHARED DISPOSITIVE POWER WITH 400,000 - ------- ===================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 400,000 - ------- ===================================================================== 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------- ===================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.24% - ------- ===================================================================== 12 TYPE OF REPORTING PERSON* IN - ------- ===================================================================== Page 8 of 10 Pages SCHEDULE 13G Item 1a. NAME OF ISSUER: RCM Technologies, Inc. Item 1b ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2500 McClellan Avenue, Suite 350 Pennsauken, NJ 08109 Item 2a. NAME OF PERSON FILING Lawrence D. Greenberg, an individual, is managing member of Greenberg-Summit Partners, L.L.C. and Greenberg-Summit Management, L.L.C., both Delaware limited liability companies. Greenberg-Summit Partners, L.L.C. is the General Partner to the Mt. Everest Fund, L.P., and Mt. Everest QP Fund, L.P., both Delaware limited partnerships (the "Onshore Funds"). Greenberg-Summit Management, L.L.C. is the Management Company for the Onshore Funds and the Investment Manager for Mt. Everest Limited, a Bermuda Limited Liability Company (the "Offshore Fund"). Lawrence D. Greenberg makes all decisions relating to the acquisition and disposition of investments by the Onshore Funds and the Offshore Fund. Item 2b. ADDRESS OF PRINCIPAL BUSINESS OFFICE: 600 Atlantic Avenue, Suite 2800 Boston, MA 02210 Item 2c CITIZENSHIP Item 2d. CUSIP NUMBER 749360400 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c) check whether the person filing is a: Not applicable Item 4. OWNERSHIP 4a. AMOUNT BENEFICIALLY OWNED: Greenberg-Summit Partners, L.L.C.: 308,200 shares Greenberg-Summit Management, L.L.C.: 400,000 Mt. Everest Fund, L.P.: 64,400 shares Mt. Everest QP Fund, L.P.: 243,800 shares Mt. Everest Fund Limited: 91,800 shares Lawrence D. Greenberg: 400,000 shares 4b. PERCENT OF CLASS: Greenberg-Summit Partners, L.L.C.: 4.04% Greenberg-Summit Management, L.L.C.: 5.24% Mt. Everest Fund, L.P.: 0.84% Mt. Everest QP Fund, L.P.: 3.19% Mt. Everest Fund Limited: 1.20% Lawrence D. Greenberg: 5.24% 4c. Number of Shares as to which each such person has (i) Sole power to vote or direct the vote: Mt. Everest Fund, L.P.: 64,400 shares Mt. Everest QP Fund, L.P.: 243,800 shares Mt. Everest Fund Limited: 91,800 shares Page 9 of 10 Pages (ii) Shared power to vote or direct the vote: Greenberg-Summit Partners, L.L.C.: 308,200 shares Greenberg-Summit Management, L.L.C.: 400,000 Mt. Everest Fund, L.P.: 0 shares Mt. Everest QP Fund, L.P.: 0 shares Mt. Everest Fund Limited: 0 shares Lawrence D. Greenberg: 400,000 shares (iii) Sole power to dispose or to direct the disposition: Greenberg-Summit Partners, L.L.C.: 308,200 shares Greenberg-Summit Management, L.L.C.: 400,000 Mt. Everest Fund, L.P.: 0 shares Mt. Everest QP Fund, L.P.: 0 shares Mt. Everest Fund Limited: 0 shares Lawrence D. Greenberg: 400,000 shares (iv) Shared power to dispose or to direct the disposition: Greenberg-Summit Partners, L.L.C.: 308,200 shares Greenberg-Summit Management, L.L.C.: 400,000 Mt. Everest Fund, L.P.: 0 shares Mt. Everest QP Fund, L.P.: 0 shares Mt. Everest Fund Limited: 0 shares Lawrence D. Greenberg: 400,000 shares Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable Item 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable Page 10 of 10 Pages Item 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of our knowledge and belief, each of the undersigned certifies that the information set forth in this Schedule 13G is true, complete and correct. Dated: May 8, 1998 GREENBERG-SUMMIT PARTNERS, L.L.C. By: Lawrence D. Greenberg, its managing member /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg GREENBERG-SUMMIT MANAGEMENT, L.L.C. By: Lawrence D. Greenberg, its managing member /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg MT. EVEREST FUND, L.P. By: GREENBERG-SUMMIT PARTNERS, L.L.C., its General Partner By: Lawrence D. Greenberg, its managing member /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg MT. EVEREST QP FUND, L.P. By: GREENBERG-SUMMIT PARTNERS, L.L.C., its General Partner By: Lawrence D. Greenberg, its managing member /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg MT. EVEREST FUND LIMITED By: STEPHEN WOODSUM, Director/Vice President /s/ Stephen G. Woodsum ----------------------------------------------------- Stephen G. Woodsum /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg, individually Exhibit In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the shares of Common Stock, par value $0.05 per share, of RCM Technologies, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement. Dated: May 8, 1998 GREENBERG-SUMMIT PARTNERS, L.L.C. By: Lawrence D. Greenberg, its managing member /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg GREENBERG-SUMMIT MANAGEMENT, L.L.C. By: Lawrence D. Greenberg, its managing member /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg MT. EVEREST FUND, L.P. By: GREENBERG-SUMMIT PARTNERS, L.L.C., its General Partner By: Lawrence D. Greenberg, its managing member /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg MT. EVEREST QP FUND, L.P. By: GREENBERG-SUMMIT PARTNERS, L.L.C., its General Partner By: Lawrence D. Greenberg, its managing member /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg MT. EVEREST FUND LIMITED By: STEPHEN WOODSUM, Director/Vice President /s/ Stephen G. Woodsum ----------------------------------------------------- Stephen G. Woodsum /s/ Lawrence D. Greenberg ----------------------------------------------------- Lawrence D. Greenberg, individually -----END PRIVACY-ENHANCED MESSAGE-----